Compliance and Operations Risk Test Specialist (Technology Risk and Controls)
JPMorgan Chase · Posted Oct 14
Global banking, investment, credit card, mortgage, and asset management services
Get a personal compatibility score
Add a resume for personal matches
About the role
The Testing Center of Excellence at JPMorgan Chase executes compliance and operational risk testing to ensure the firm's control environment effectively mitigates risk and meets regulatory requirements. The team focuses on technology and cybersecurity risk and controls, evaluating control design, effectiveness, and rating methodologies. This role executes testing engagements, leads walkthroughs with process and control owners, gathers and analyzes evidence, documents findings, and proposes improvements to testing methods and automation.
What you will do
- Understand and evaluate the assigned function’s control environment by assessing the adequacy, effectiveness, and design of controls to ensure risks are mitigated, meet regulatory frameworks, align with the firm’s risk priorities, and satisfy testing requirements
- Execute testing processes with precision and accountability to assess the control environment, identify gaps, and prepare robust documentation including process documents, process flows, and overview documents that support testing conclusions
- Collaborate with process and control owners and cross-functional teams on the testing schedule, obtain walkthroughs of processes, document process changes, gather evidence, analyze potential issues, and facilitate timely reporting
- Lead walkthroughs and other meetings with business owners, fostering collaboration across engagements with minimal oversight
- Read and interpret policies, standards, and procedures to support accurate implementation of compliance requirements while continuously improving control evaluation methodologies and interpreting control ratings and metrics
- Propose and implement improvements to current testing methods, contributing to the overall efficiency and effectiveness of the firm’s risk management
Skills used in this role
What the employer is looking for
- Qualified graduate with minimum of 2 years of work experience in technology and cybersecurity controls testing, audit, or operational risk management within a risk and control environment
- Fair and broad understanding of cybersecurity and technology associated risks
- Fair understanding of areas such as identity and access management, data protection, software development, governance, risk, and compliance, technology resiliency, and networking
- Strong analytical thinking and problem-solving skills, particularly in analyzing large data sets to identify exceptions or patterns and evaluating situations to identify key information
- Strong ability to build partnerships with key stakeholders and collaborate with business and functional experts to recognize risks and gaps
- Excellent organizational and time management skills with the ability to remain flexible and productive through shifting priorities and deadlines
- Excellent written and verbal communication skills with an ability to influence business leaders in a meaningful and actionable manner
- Demonstrated expertise in Microsoft Office applications, with advanced skills in Excel, Word, and PowerPoint highly recommended
Preferred qualifications
- ISO 270001 Auditor/CRISC certification desirable
- Audit and control testing background/experience
- Comfortable using intelligent solutions like Alteryx and Tableau to support testing activities or metrics reporting
- Ability to innovate, challenge the status quo, and identify automation opportunities
Benefits and support
- Compensation and benefits are detailed in the job posting
About JPMorgan Chase
JPMorgan Chase & Co. is one of the oldest, largest, and most diversified financial services institutions in the world. Operating globally through the J.P. Morgan and Chase brands, the firm provides a comprehensive range of financial solutions including investment banking, consumer and commercial banking, transaction processing, and asset management. Serving millions of consumers and many of the world's most prominent corporate, institutional, and government clients, the company combines deep market expertise with extensive technological investments.
- Industry
- Banking
- Company size
- 320000+ employees
- Founded
- 1799
- Location
- New York, New York, USA
- Funding stage
- Public Company
Leadership
Chairman and Chief Executive Officer
Chief Financial Officer
Chief Operating Officer
Global Chief Information Officer
CEO, Asset & Wealth Management
Recent coverage
GuruFocus
JPMorgan Chase Reports Strong Q3 2026 Earnings with Focus on Dividend Sustainability2026-10-13
BigGo
JPMorgan Posts Record $15.3B Net Income as Equities Revenue Surges2026-10-13
JPMorgan Chase Newsroom
JPMorganChase Plans Dividend Increase and Has Authorized a New Common Share Repurchase Program2026-06-24
J.P. Morgan Press Release
JPMorganChase reports second-quarter 2026 net income of $21.2 billion2026-07-14