Associate, Regulatory Reporting and Compliance
BlackRock · Posted Oct 29
Investment management, asset management, risk analytics, and wealth services
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About the role
The Regulatory Reporting & Compliance team at BlackRock is responsible for ensuring the accurate, complete, and timely fulfillment of regulatory reporting obligations across multiple jurisdictions, partnering with Compliance, Legal, Operations, Technology, Risk, and Business stakeholders. The role executes regulatory reporting processes, performs daily, weekly, and monthly controls and reconciliations, monitors data quality, investigates exceptions, and supports strategic initiatives focused on automation, governance, and operational excellence.
What you will do
- Support end-to-end regulatory reporting processes across applicable regulations and jurisdictions.
- Ensure regulatory submissions are accurate, complete, and delivered within prescribed timelines.
- Perform daily, weekly, and monthly reporting controls and reconciliations.
- Monitor reporting completeness, timeliness, and data quality metrics.
- Investigate reporting exceptions, breaks, acknowledgements (ACKs), rejections (NACKs), and data quality issues.
- Coordinate remediation activities and track issues through closure.
- Execute and enhance regulatory reporting control frameworks.
- Support internal audits, compliance reviews, and regulatory examinations.
- Maintain evidence supporting regulatory reporting obligations and control execution.
- Assist in identifying process risks and implementing preventive and detective controls.
- Escalate material issues and emerging risks appropriately.
- Perform data analysis to identify trends, anomalies, and process improvement opportunities.
- Support root cause analysis for reporting defects and operational incidents.
- Contribute to automation, efficiency, and control enhancement initiatives.
- Partner with Technology teams to define and test system enhancements.
- Assist with regulatory change implementation and process documentation updates.
- Collaborate with Legal, Compliance, Operations, Technology, Risk, and Business teams on reporting requirements and issue resolution.
- Participate in governance forums and reporting oversight meetings.
- Communicate reporting status, key risks, and remediation progress to stakeholders.
- Support regulatory change management efforts and business readiness activities.
- Maintain process documentation, operating procedures, and control inventories.
- Support management information (MI), KPIs, KRIs, and governance reporting.
- Ensure procedures remain aligned with regulatory requirements and operational practices.
- Contribute to governance, audit readiness, and control documentation activities.
Skills used in this role
What the employer is looking for
- Bachelor's degree in Finance, Accounting, Economics, Business, Information Systems, or a related field.
- 2-5 years of experience in Regulatory Reporting, Operations, Compliance, Risk Management, Financial Services, or a related function.
- Strong analytical and problem-solving skills.
- Excellent attention to detail and control-oriented mindset.
- Strong written and verbal communication skills.
- Proficiency in Microsoft Excel, PowerPoint, and other MS Office applications.
- Ability to manage multiple priorities in a fast-paced environment.
Preferred qualifications
- Knowledge of regulatory reporting regimes such as EMIR, UK EMIR, MiFIR, SFTR, CFTC, ASIC, MAS, or similar frameworks.
- Experience with trade lifecycle processes and transaction reporting.
- Familiarity with SQL, Python, Alteryx, Power BI, or data analytics tools.
- Experience working with control frameworks, reconciliations, and data quality processes.
- Understanding of regulatory governance and compliance requirements.
Benefits and support
- strong retirement plan
- tuition reimbursement
- comprehensive healthcare
- support for working parents
- Flexible Time Off (FTO)
About BlackRock
BlackRock, Inc. is an American multinational investment management corporation and the world's largest asset manager. The firm provides institutional and individual clients with a broad range of investment, advisory, and risk management products, including its proprietary Aladdin financial technology platform. Headquartered in New York City, BlackRock manages trillions in assets across global equity, fixed income, alternative investments, and iShares exchange-traded funds (ETFs).
- Industry
- Investment Management
- Company size
- 24900 employees
- Founded
- 1988-03-09
- Location
- New York, New York, USA
- Funding stage
- Public Company
Leadership
Chairman and Chief Executive Officer
President and Director
Chief Financial Officer and Global Head of Corporate Strategy
Chief Operating Officer
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