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Audit Operations - Assistant Manager

State Street · Posted Oct 20

Investment servicing, custody, asset management, and trading solutions for institutional investors

Bangalore, Karnataka, IndiaFull-timeOnsiteMid Level4+ years₹12.0L–₹18.0L yearly57 applicants
Financial ServicesBankingInvestment ManagementAsset ServicingCustodyPublic Company
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About the role

State Street is one of the largest custodian banks, asset managers and asset intelligence companies, and the Corporate Audit team supports governance that gives regulators assurance the bank operates in compliance with key banking regulations. The Audit Operations group coordinates audit report issuance, audit plan governance and Audit and Regulatory Validation tollgates. This Assistant Manager role works closely with the Audit Operations VP, audit teams and stakeholders to ensure timely approvals, accurate reporting, adherence to timelines and effective documentation of governance activities.

What you will do

  • Support the Audit Report Issuance process, including quality control checks, coordination of approvals, distribution of final reports to key stakeholders and maintenance of report issuance records.
  • Support Audit Plan Governance and Maintenance activities, including maintaining the audit plan, processing audit plan changes, tracking approvals and producing plan-related reporting and analytics.
  • Coordinate end-to-end Audit and Regulatory Validation Tollgates, including tracking key milestones, scheduling meetings while ensuring adherence to the established timelines.
  • Coordinate with stakeholders to maintain the accurate of issue management data and assist in Executive Report generation.
  • Provide support for other Professional Practices, Audit Operations and governance-related initiatives as required.

Skills used in this role

Internal AuditIssue ManagementRegulatory ValidationComplianceLeadershipCommunicationMultitaskingAttention to Detail

What the employer is looking for

  • A high degree of professionalism with proven history of providing effective leadership to diverse teams.
  • The ability to build effective relationships across various stakeholders.
  • Effective communication skills, with an energetic and approachable style.
  • Self-motivated, detailed oriented, and ability to multi-task, balancing business as usual activities and change initiatives.
  • 4+ years of experience in a related role with exposure to issue management, internal audit production and / or Compliance methodology.
  • Bachelor’s / University degree, preferably in finance, accounting or related field.
  • Proficiency in English is required, and knowledge of other languages is advantageous.
  • Knowledge of and experience with Regulatory Validation and Issue Management Standards a plus

Benefits and support

  • generous medical care, insurance and savings plans, among other perks
  • flexible Work Programs to help you match your needs
  • development programs and educational support
  • paid volunteer days
  • matching gift programs
  • employee networks

About State Street

State Street Corporation is a leading global financial services holding company providing institutional investors with investment servicing, investment management, and investment research and trading. Operating in more than 100 geographic markets worldwide, the company manages and administers trillions of dollars in assets through its core divisions like State Street Global Advisors and State Street Alpha. Headquartered in Boston, Massachusetts, it traces its origins back to 1792.

Industry
Financial Services
Company size
51000+ employees
Founded
1792-06-25
Location
Boston, Massachusetts, USA
Funding stage
Public Company

Leadership

RP
Ronald P. O'Hanley

Chairman and Chief Executive Officer

JW

John Woods

Chief Financial Officer

MT

Mostapha Tahiri

President of State Street Alpha & Chairman of Asia Pacific

AF

Ann Fogarty

Enterprise Chief Operating Officer

YH
Yie-Hsin Hung

President and Chief Executive Officer of State Street Investment Management

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